Announcement PDF Form604 Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder To: Company Name/Scheme: Hastings Technology Metals Ltd ACN/ARSN 122 911 399 Mitsubishi UFJ Financial Group, Inc. 1. Details of substantial holder Name There was a change in the interests of the substantial holder on 27 June 2023 The previous notice was given to the company on 29 June 2023 The previous notice was dated 29 June 2023 The holder became aware on 29 June 2023 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows: Previous notice Class of securities Present notice Person’s votes Voting power (%) 10,322,908 Fully Paid ordinary shares Person’s votes 7.99% Voting power (%) 13,010,975 10.06% 3. Changes in relevant interest Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Date of change Person whose relevant interest changed Nature of change Consideration given in relation to change Class and number of securities affected Person's votes affected Class and number of securities Person's votes See annexure A to this notice 4.Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Holder of relevant interest Mitsubishi UFJ Financial Group, Inc. Mitsubishi UFJ Financial Group, Inc. Mitsubishi UFJ Financial Group, Inc. Mitsubishi UFJ Financial Group, Inc. Registered holder of securities Citicorp Nominees Pty Limited (Australia) State Street Global Advisors (Australia) Limited Morgan Stanley Australia Securities (Nominee) Pty Limited HSBC Custody Nominees (Australia) Limited Person entitled to be registered as holder Not applicable Not applicable Not applicable Not applicable Nature of relevant interest Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. 280,510 Fully paid ordinary shares 280,510 14,073 Fully paid ordinary shares 14,073 230,285 Fully paid ordinary shares 230,285 12,486,107 Fully paid ordinary shares 12,486,107 5. Changes in association The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows: Name and ACN/ARSN (if applicable) Nature of association Not applicable 6. Addresses The addresses of persons named in this form are as follows: Name Address Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan Page 1 Form604 Signature Dated 30 June 2023 Authorised signatory Page 2 AnnexureA Annexure A This is annexure A of 2 pages referred to in Form 604, Notice of change of interest of substantial holder dated 30 June 2023 Authorised signatory Date of change Person whose relevant interest changed 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. Dated 30 June 2023 Nature of change Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Page 3 Consideration given in relation to change 1413.6 Class and number of securities affected 1178 Fully Paid Ordinary Share Person's votes affected 1178 101.64 84 Fully Paid Ordinary Share 84 15628.55 12863 Fully Paid Ordinary Share 12863 1091.04 913 Fully Paid Ordinary Share 913 842 693 Fully Paid Ordinary Share 693 721.2 601 Fully Paid Ordinary Share 601 5266.37 4407 Fully Paid Ordinary Share 4407 1399.01 1161 Fully Paid Ordinary Share 1161 6396 5200 Fully Paid Ordinary Share 5200 353.07 293 Fully Paid Ordinary Share 293 1709.9 1419 Fully Paid Ordinary Share 1419 140.4 117 Fully Paid Ordinary Share 117 1746.6 1420 Fully Paid Ordinary Share 1420 107.93 86 Fully Paid Ordinary Share 86 23251.13 18481 Fully Paid Ordinary Share 18481 645.15 510 Fully Paid Ordinary Share 510 969.86 779 Fully Paid Ordinary Share 779 544.64 441 Fully Paid Ordinary Share 441 591.82 466 Fully Paid Ordinary Share 466 610.05 490 Fully Paid Ordinary Share 490 160.02 126 Fully Paid Ordinary Share 126 50 40 Fully Paid Ordinary Share 40 12527.84 10144 Fully Paid Ordinary Share 10144 70.4 57 Fully Paid Ordinary Share 57 426.56 344 Fully Paid Ordinary Share 344 7500 6000 Fully Paid Ordinary Share 6000 3756.42 3054 Fully Paid Ordinary Share 3054 4999.7 4029 Fully Paid Ordinary Share 4029 400 320 Fully Paid Ordinary Share 320 118.21 94 Fully Paid Ordinary Share 94 1729.98 1373 Fully Paid Ordinary Share 1373 382.39 309 Fully Paid Ordinary Share 309 1753.36 1414 Fully Paid Ordinary Share 1414 1495 1196 Fully Paid Ordinary Share 1196 3317.21 2686 Fully Paid Ordinary Share 2686 730.36 589 Fully Paid Ordinary Share 589 634.88 512 Fully Paid Ordinary Share 512 520 416 Fully Paid Ordinary Share 416 3848.3 3091 Fully Paid Ordinary Share 3091 AnnexureA 27/06/2023 Mitsubishi UFJ Financial Group, Inc. 27/06/2023 Mitsubishi UFJ Financial Group, Inc. Borrow by an entity controlled by Morgan Stanley - see Annexure B Collateral Received by an entity controlled by Morgan Stanley - see Annexure B Page 4 N/A 52246 Fully Paid Ordinary Share 52246 N/A 2665359 Fully Paid Ordinary Share 2665359 AnnexureB Annexure B This is annexure B of 1 Page referred to in Form 604, Notice of change of interest of substantial holder dated 30 June 2023 Authorised signatory Dated 30 June 2023 The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC. Schedule Type of Agreement Parties to agreement Transfer Date Holder of Voting Rights Are there any restrictions on voting rights? If yes, detail Not applicable Global Master Securities Lending Agreement Morgan Stanley & Co. International plc and UBS SWITZERLAND AG 20230516; Borrower Yes/No Scheduled Return Date (if any) Open Does the borrower have the right to return early? Yes/No If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. Does the lender have the right to recall early? Yes/No If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered. Will the securities be returned on settlement? Yes/No If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. Schedule Type of Agreement Parties to agreement Transfer Date Holder of Voting Rights Are there any restrictions on voting rights? If yes, detail Not applicable Global Master Securities Lending Agreement Morgan Stanley & Co. International plc and SCHRODER INTERNATIONAL SELECTION FUND 20230616; 20230619; 20230620; 20230622; 20230626; Borrower Yes/No Scheduled Return Date (if any) Open Does the borrower have the right to return early? Yes/No If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. Does the lender have the right to recall early? Yes/No If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered. Will the securities be returned on settlement? Yes/No If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. Schedule Type of Agreement Parties to agreement Transfer Date Holder of Voting Rights Are there any restrictions on voting rights? If yes, detail Not applicable Scheduled Return Date (if any) International Prime Brokerage Agreement Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and L1 LONG SHORT FUND LIMITED 20230627; Prime broker has the right to vote securities rehypothecated from the Client. Yes/No Open Does the borrower have the right to return early? Yes/No If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. Does the lender have the right to recall early? Yes/No If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. Will the securities be returned on settlement? Yes/No If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. Schedule Type of Agreement Parties to agreement Transfer Date Holder of Voting Rights Are there any restrictions on voting rights? If yes, detail Not applicable Scheduled Return Date (if any) International Prime Brokerage Agreement Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and EQUITY TRUSTEES LIMITED AS TRUSTEE FOR L1 CAPITAL LONG SHORT FUND 20230627; Prime broker has the right to vote securities rehypothecated from the Client. Yes/No Open Does the borrower have the right to return early? Yes/No If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. Does the lender have the right to recall early? Yes/No If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. Will the securities be returned on settlement? Yes/No If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. Page 5