Notification regarding unquoted securities - HAS
Released
Released
Announcement PDF
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Announcement Summary
Entity name
HASTINGS TECHNOLOGY METALS LTD
Date of this announcement
Friday October 06, 2023
The +securities the subject of this notification are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that
are not quoted, and are not intended to be quoted, on ASX
Total number of +securities to be issued/transferred
ASX +security
code
Security description
HASAA
CONVERTIBLE NOTES
Refer to next page for full details of the announcement
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
1/5
Total number of
+securities to be
issued/transferred
Issue date
5,531,228
30/09/2023
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 1 - Entity and announcement details
1.1 Name of entity
HASTINGS TECHNOLOGY METALS LTD
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
Registration number
ABN
43122911399
1.3 ASX issuer code
HAS
1.4 The announcement is
New announcement
1.5 Date of this announcement
6/10/2023
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
2/5
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that
are not quoted, and are not intended to be quoted, on ASX
Previous Appendix 3B details:
Announcement Date and
Time
Announcement Title
Selected Appendix 3B to submit quotation
request
26-Aug-2022 13:52
New - Proposed issue of securities HAS
A placement or other type of issue
2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the
Appendix 3B?
Yes
2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s)
referred to in the Appendix 3B
Further interest on unquoted exchangeable notes being settled as payment in kind
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
3/5
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 3A - number and type of +securities the subject of this notification (existing class or new class) where issue has previously been
notified to ASX in an Appendix 3B
Placement Details
ASX +security code and description
HASAA : CONVERTIBLE NOTES
Date the +securities the subject of this notification were issued
30/9/2023
Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
Number of +securities
5,531,228
Were the +securities issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
Interest on unquoted exchangeable notes via "payment in kind". Please see ASX announcement 26 August 2022. The
maturity date for the exchangeable notes is 11 October 2025.
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
4/5
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of
the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +Securities (Total number of each +class of +securities quoted)
Total number of
+securities on issue
ASX +security code and description
HAS : ORDINARY FULLY PAID
129,366,652
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
Total number of
+securities on issue
ASX +security code and description
HASAV : OPTION EXPIRING 01-APR-2024 EX $6.50
4,000,000
HASAA : CONVERTIBLE NOTES
169,287,947
HASAT : PERFORMANCE RIGHTS
1,316,080
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
5/5
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