Ceasing to be a substantial holder from MUFG
Released
Released
Announcement PDF
Form 605
Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme:
Hastings Technology Metals Limited
ACN/ARSN:
122 911 399
1. Details of substantial holder
Name:
Mitsubishi UFJ Financial Group, Inc.
The holder ceased to be a substantial holder on:
18 July 2023
The previous notice was given to the company on:
20 July 2023
The previous notice was dated:
20 July 2023
The holder became aware on:
20 July 2023
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities
of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are
as follows:
Date of
change
See annexure A to
this notice
Person whose
relevant interest
changed
Nature of change
Consideration given in
relation to change
Class and
number of
securities affected
3. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
4. Addresses
The addresses of persons named in this form are as follows:
Name
Address
Mitsubishi UFJ Financial Group, Inc.
2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
5. Signature
Dated 21 July 2023
Authorised signatory
Page 1
Person's votes
affected
Annexure A
Annexure A
This is annexure A of 1 page referred to in Form 605, Notice of ceasing to be a substantial holder dated 21 July 2023
Authorised signatory
Dated 21 July 2023
Date of change
Person whose relevant
interest changed
Nature of change
Consideration given in
relation to change
Class and number of
securities affected
Person's votes
affected
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,216.57
2,563 Ordinary Shares
2,563
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,550.00
2,000 Ordinary Shares
2,000
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
43.93
35 Ordinary Shares
35
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,401.05
2,710 Ordinary Shares
2,710
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,338.58
1,054 Ordinary Shares
1,054
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,280.34
1,817 Ordinary Shares
1,817
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
777.48
627 Ordinary Shares
627
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,381.38
1,092 Ordinary Shares
1,092
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
116.48
93 Ordinary Shares
93
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,518.00
1,200 Ordinary Shares
1,200
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,096.64
1,664 Ordinary Shares
1,664
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
123.97
98 Ordinary Shares
98
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
267.97
211 Ordinary Shares
211
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,146.25
917 Ordinary Shares
917
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
368.84
291 Ordinary Shares
291
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
20.72
16 Ordinary Shares
16
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
790.40
608 Ordinary Shares
608
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
389.80
301 Ordinary Shares
301
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
997.02
764 Ordinary Shares
764
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
1,016.56
776 Ordinary Shares
776
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
396.27
306 Ordinary Shares
306
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Sale of securities by an entity
controlled by Morgan Stanley
580.89
447 Ordinary Shares
447
18/07/2023
Mitsubishi UFJ Financial
Group, Inc.
Collateral Returned by an entity
controlled by Morgan Stanley - see
Annexure B
N/A
7,246,705 Ordinary
Shares
7,246,705
Page 2
Annexure B
Annexure B
This is annexure B of 1 page referred to in Form 605, Notice of ceasing to be a substantial holder dated 21 July 2023
Authorised signatory
Dated 21 July 2023
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the
prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
Schedule
Type of Agreement
Parties to agreement
Transfer Date
Holder of Voting Rights
Are there any restrictions on voting rights?
If yes, detail Not applicable
Global Master Securities Lending Agreement
Morgan Stanley & Co. International plc and UBS SWITZERLAND AG
20230516;
Borrower
Yes/No
Scheduled Return Date (if any)
Open
Does the borrower have the right to return early?
Yes/No
If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions.
Does the lender have the right to recall early?
Yes/No
If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard
settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered.
Will the securities be returned on settlement?
Yes/No
If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and
the Parties' delivery and payment obligations in respect thereof.
Schedule
Type of Agreement
Parties to agreement
Transfer Date
Holder of Voting Rights
Are there any restrictions on voting rights?
If yes, detail Not applicable
Global Master Securities Lending Agreement
Morgan Stanley & Co. International plc and SCHRODER INTERNATIONAL SELECTION FUND
20230616; 20230619; 20230620; 20230622; 20230626; 20230630;
Borrower
Yes/No
Scheduled Return Date (if any)
Open
Does the borrower have the right to return early?
Yes/No
If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions.
Does the lender have the right to recall early?
Yes/No
If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard
settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered.
Will the securities be returned on settlement?
Yes/No
If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and
the Parties' delivery and payment obligations in respect thereof.
Schedule
Type of Agreement
Parties to agreement
Transfer Date
Holder of Voting Rights
Are there any restrictions on voting rights?
If yes, detail Not applicable
Scheduled Return Date (if any)
International Prime Brokerage Agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and
L1 LONG SHORT FUND LIMITED
20230718;
Prime broker has the right to vote securities rehypothecated from the Client.
Yes/No
Open
Does the borrower have the right to return early?
Yes/No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early?
Yes/No
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement?
Yes/No
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an
account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account
shall be payable.
Page 3
Share your feedback
Discover