Becoming a substantial holder from MUFG
Released
Released
Announcement PDF
Form 603
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To: Company Name/Scheme:
Hastings Technology Metals Ltd
ACN/ARSN:
122 911 399
1. Details of substantial holder
Mitsubishi UFJ Financial Group, Inc.
Name
The holder became a substantial holder on:
2 February 2024
The holder became aware on:
6 February 2024
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
Class of securities
Number of securities
Fully Paid ordinary shares
Person's votes
Voting power (%)
9,581,325
9,581,325
7.41%
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial
holder became a substantial holder are as follows:
Holder of relevant interest
Nature of relevant interest
Mitsubishi UFJ Financial Group, Inc.
Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
Mitsubishi UFJ Financial Group, Inc.
Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
Class and number of securities
9,462,693 Fully paid ordinary shares
118,632 Fully paid ordinary shares
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant
interest
Mitsubishi UFJ Financial Group, Inc.
Registered holder of
securities
HSBC Custody Nominees
(Australia) Limited
Mitsubishi UFJ Financial Group, Inc.
Morgan Stanley Australia
Securities (Nominee) Pty Limited
Person entitled to be
registered as holder
Class and number of securities
Not applicable
9,462,693
Fully paid ordinary
shares
Not applicable
118,632
Fully paid ordinary
shares
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the
substantial holder became a substantial holder is as follows:
Holder of relevant
interest
Date of acquisition
Consideration
Cash
See annexure B to this notice
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Page 1
Class and number of securities
Non-cash
Form 603
Name and ACN/ARSN (if applicable)
Nature of association
See annexure A to this notice
Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section 12 of
the Corporations Act
7. Addresses
The addresses of persons named in this form are as follows:
Name
Address
Mitsubishi UFJ Financial Group, Inc.
2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
8. Signature
Dated 7 February 2024
Ryuichiro Sakuma
Authorised signatory
Page 2
AnnexureA
Annexure A
This is annexure A of 4 pages referred to in Form 603, Notice of initial substantial holder dated 7 February 2024
Ryuichiro Sakuma Authorised signatory
Dated 7 February 2024
SCHEDULE
Mitsubishi UFJ Financial Group, Inc.
MUFG Bank, Ltd.
Mitsubishi UFJ Trust and Banking Corporation
Mitsubishi UFJ Securities Holdings Co., Ltd.
The Mitsubishi UFJ Factors Limited
Mitsubishi UFJ Jinji Service Co., Ltd.
MU Techno-service Co., Ltd.
Tokyo Credit Service, Ltd.
MU Business Service Co., Ltd.
Mitsubishi UFJ Loan Business Co.,Ltd.
Mitsubishi UFJ Information Technology, Ltd.
MU Center Service Tokyo Co., Ltd.
MU Center Service Nagoya Co., Ltd.
MU Center Service Osaka Co., Ltd.
Mitsubishi UFJ Business Partner Co., Ltd.
MU Property Research Company Limited
Mitsubishi UFJ Home Loan CREDIT CO., LTD.
The Diamond Home Credit Company Limited
Mitsubishi UFJ Research & Consulting Co., Ltd.
MU Frontier Servicer Co., Ltd.
Otemachi Guarantee Co., Ltd.
GD Holdings Company Limited
MU Loan Administration Support Co., Ltd.
MU Communications Co.,Ltd.
Japan Electronic Monetary Claim Organization
MUT Business Outsourcing Co., Ltd.
Mezzanine Solution III Limited Partnership
Mezzanine Solution IV Limited Partnership
Matsuri LLC
BusinessTech Co.,Ltd
Tokumei-Kumiai (KAIDAN)
MUFG Trading, Ltd.
Mitsubishi UFJ Capital Co., Ltd.
Mitsubishi UFJ Capital Ⅳ, Limited Partnership
Mitsubishi UFJ Capital Ⅴ, Limited Partnership
Mitsubishi UFJ Capital Ⅵ, Limited Partnership
Mitsubishi UFJ Capital Ⅶ, Limited Partnership
Mitsubishi UFJ Capital Ⅷ,Limited Partnership
Mitsubishi UFJ Life Science 2, Limited Partnership
Mitsubishi UFJ Life Science 3, Limited Partnership
Tohoku Senary Industry Support, Limited Partnership
OiDE Fund Investment Limited Partnership
Mitsubishi UFJ Personal Financial Advisers Co., Ltd.
Mitsubishi UFJ Financial Partners Co., Ltd.
The Mitsubishi Asset Brains Company, Limited
BOT Lease Co., Ltd.
Nippon Mutual Housing Loan Co., Ltd.
JM Real Estate Co., Ltd. au
Jibun Bank Corporation JACCS CO.,LTD.
JALCARD Inc.
Yume Shokei Fund No.2
Yume Shokei Fund No.3
Recruit MUFG Business Co., Ltd.
Cotra Ltd.
Biz Forward, Inc.
Kanmu, Inc.
M･U･Trust Sougou Kanri Co., Ltd
Mitsubishi UFJ Trust Business Co., Ltd.
Ryoshin Data Co., Ltd.
Mitsubishi UFJ Trust Systems Co., Ltd.
Page 3
AnnexureA
Mitsubishi UFJ Trust Investment Technology Institute Co., Ltd.
Mitsubishi UFJ Trust Hosyo Co., Ltd.
M･U･Trust･Apple Planning Company, Ltd.
Mitsubishi UFJ Real Estate Services Co., Ltd.
Mitsubishi UFJ Daiko Business Co., Ltd.
The Master Trust Bank of Japan, Ltd.
Mitsubishi UFJ Real Estate Asset Management Co., Ltd.
Japan Shareholder Services Ltd.
Mitsubishi UFJ Asset Management Co., Ltd.
Tokumei-Kumiai (CPI)
Tokumei-Kumiai (GII)
Tokumei-Kumiai (GII2)
Tokumei-Kumiai (Gate Bridge 1)
Tokumei-Kumiai (CM2)
Tokumei-Kumiai (CM3)
Tokumei-Kumiai (FIELD)
Tokumei-Kumiai (HORSE)
Tokumei-Kumiai (BRIDGE)
Tokumei-Kumiai (FST)
Tokumei-Kumiai (YUTORI)
Tokumei-Kumiai (SUNSHINE2)
Tokumei-Kumiai (FLEUR)
Tokumei-Kumiai (HAWK)
Tokumei-Kumiai (FLAG)
Tokumei-Kumiai (SUNSHINE3)
Tokumei-Kumiai (STONE)
Tokumei-Kumiai (HERBS)
Tokumei-Kumiai (SUNSHINE4)
Tokumei-Kumiai (PALACE)
Tokumei-Kumiai (SILVER LEAF)
Tokumei-Kumiai (SILVER CHATEAU)
Human Resources Governance Leaders Co., Ltd.
Mitsubishi UFJ Alternative Investments Co., Ltd.
MU Trust Property Management Co., Ltd.
Tokumei-Kumiai (RICE)
MM Partnership
MUS Information Systems Co., Ltd.
MUS Business Service Co., Ltd.
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
au kabu.com Securities Co., Ltd.
Morgan Stanley MUFG Securities Co., Ltd.
Mitsubishi UFJ NICOS Co., Ltd.
Card Business Service Co.,Ltd.
Ryoshin DC Card Company Ltd.
JMS Co., Ltd.
Paygent Co., Ltd.
JA Card Co., Ltd
ACOM CO., LTD.
IR Loan Servicing, Inc.
MU Credit Guarantee Co., Ltd.
GeNiE Inc.
Japan Digital Design, Inc.
Global Open Network, Inc.
Global Open Network Japan, Inc.
MUFG Innovation Partners Co., Ltd.
MUFG Innovation Partners No.1 Investment Partnership
MUFG Innovation Partners No.2 Investment Partnership
MUFG Innovation Partners Garuda No. 1 Investment limited partnership
MUFG Innovation Partners Garuda No. 1 Investment partnership
Mitsubishi Research Institute DCS Co., Ltd.
Mitsubishi HC Capital Inc.
Solution Design Co.,ltd.
Nippon Record Keeping Network Co., Ltd.
Mitsubishi UFJ Financial Partners Co.,Ltd.
Mitsubishi UFJ Life Science 1, Limited Partnership
Banco MUFG Brasil S.A.
BTMU (Curacao) Holdings N.V.
MUFG Bank (Europe) N.V.
MUFG Funding (UK) Limited
MUFG Europe Lease (Deutschland) GmbH i.L.
MUFG Bank (Malaysia) Berhad
MUFG North America International, Inc.
MUFG Bank Mexico, S.A.
MUFG Nominees (HK) Limited
MUFG Nominees (UK) Limited
MUFG Americas Holdings Corporation
Shiloh Ⅳ Wind Project, LLC
Shiloh Ⅳ Holdings Lessor Trust
Green Union I Trust
Page 4
AnnexureA
Green Union II Trust
Green Union III Trust
MUFG Americas Funding Corporation
MUFG Americas Leasing Corporation
MUFG Americas Leasing (Canada) Corporation
MUFG Americas Leasing & Finance, Inc.
MUFG Americas Capital Leasing & Finance, LLC
MUFG Americas LF Capital LLC
MUFG Americas Capital Company
MUFG Fund Services (USA) LLC
MUFG Securities Americas Inc.
MUFG Capital Analytics LLC
MUFG Investor Services (US), LLC
Intrepid Investment Bankers LLC
Catalina Solar Holdings Lessor Trust
Catalina Solar, LLC
Morgan Stanley MUFG Loan Partners, LLC
PT. MU Research and Consulting Indonesia
MU Research and Consulting (Thailand) Co., Ltd.
MUFG Participation (Thailand) Co., Ltd.
AO MUFG Bank (Eurasia)
MUFG Bank (China), Ltd.
BTMU Liquidity Reserve Investment Limited
MUFG Bank Turkey Anonim Sirketi
Bank of Ayudhya Public Company Limited
Krungsri Ayudhya AMC Limited
Krungsri Nimble Company Limited
Ayudhya Development Leasing Company Limited
Ayudhya Capital Auto Lease Public Company Limited
Krungsriayudhya Card Company Limited
General Card Services Limited
Ayudhya Capital Services Company Limited
Krungsri General Insurance Broker Limited
Krungsri Genesis Company Limited
Krungsri Asset Management Company Limited
Total Services Solutions Public Company Limited
Ngern Tid Lor Public Company Limited
Krungsri Securities Public Company Limited
Siam Realty and Services Security Co.,Ltd.
Krungsri Leasing Services Co., Ltd.
HATTHA Bank Plc.
Krungsri Finnovate Co., Ltd.
Hattha Services Co., LTD.
Krungsri Non-deposit Taking Microfinance Institution Co., Ltd
Krungsri Capital Securities Public Company Limited
Lotus' s Money Services
Finnoventure Private Equity Trust I
BTMU Liquidity Reserve Investment 2 Limited
BTMU Liquidity Reserve Investment 3 Limited
PT Guna Dharma
PT Bank Danamon Indonesia, Tbk.
PT Adira Quantum Multifinance
PT Adira Dinamika Multi Finance Tbk
PT Zurich Asuransi Indonesia Tbk
MUFG Enterprise Solutions India Private Limited
MUFG Holding (Thailand) Co., Ltd.
Bangkok MUFG Limited
GOLDEN ASIA FUND VENTURES LTD.
Lakefield Wind Project OP Trust
Lakefield Wind Project, LLC
Pacwind Holdings Lessor Trust
Pacific Wind, LLC
Vietnam Joint Stock Commercial Bank for Industry and Trade
GOLDEN ASIA FUND II, L.P.
Security Bank Corporation
GOLDEN ASIA FUND III, L.P.
Mars Growth Capital Pte. Ltd.
Mars Growth Capital Fund1, LP
SB Finance Company, Inc.
Mars Growth Capital Pre-Unicorn Fund, LP
Mars Equity M.C. Pte. Ltd.
Drakefield Holdco S.àr.l.
Mitsubishi UFJ Trust International Limited
Mitsubishi UFJ Baillie Gifford Asset Management Limited
Mitsubishi UFJ Investor Services & Banking (Luxembourg) S.A.
MUFG Lux Management Company S.A.
Mitsubishi UFJ Asset Management (UK) Ltd.
LUX J1 FUND
MUFG Investor Services Holdings Limited
Page 5
AnnexureA
MUFG Fund Services (Bermuda) Limited
MUFG Fund Services (Cayman) Limited
MUFG Fund Services (Cayman) Group Limited
MUFG Fund Services (Ireland) Limited
Fund Secretaries Limited
MUFG Fund Services Limited
MUFG Fund Services (Canada) Limited
MUFG Fund Services (UK) Limited
MUFG Fund Services (Halifax) Limited
MUFG Fund Services (Singapore) Pte. Ltd.
MUFG Fund Services (Hong Kong) Limited
MUFG Alternative Fund Services (Cayman) Limited
Firtown International Holdings Ltd.
General Secretaries Ltd.
AFS Controlled Subsidiary 1 Ltd.
AFS Controlled Subsidiary 2 Ltd.
AFS Controlled Subsidiary 3 Ltd.
MUFG Alternative Fund Services (Ireland) Limited
MUFG Jersey Limited
MUFG Jersey Management Company Limited
MUFG Controlled Subsidiary 1 (Cayman) Limited
MUFG Fund Services (Cayman)2 Limited
MUFG Fund Services (Halifax)2 Limited
MUFG Fund Services (Cyprus) Limited
MUFG Investor Services FinTech Limited
MCC Asset Management (Cayman) Ltd.
SWS MU FUND MANAGEMENT CO.,LTD.
SWSMU (SHANGHAI) ASSETS MANAGEMENT COMPANY LIMITED
MUFG Securities EMEA plc
MUFG Securities (Europe) N.V.
MUFG Securities Asia Limited
MUFG Securities (Canada), Ltd.
EASY BUY Public Company Limited
ACOM CONSUMER FINANCE CORPORATION
ACOM (M) SDN. BHD.
Morgan Stanley
FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF II GP S.Á.R.L (COMPANY NO. B204413)
FIRST SENTIER INVESTORS (AUSTRALIA) IM LTD (ACN 114 194 311)
FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE HOLDINGS LTD (ACN 085 313 926)
FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE MANAGERS PTY LTD (ACN 101 384 294)
FIRST SENTIER INVESTORS (AUSTRALIA) IP HOLDINGS PTY LIMITED (ACN 625 765 399)
FIRST SENTIER INVESTORS (AUSTRALIA) RE LTD (ACN 006 464 428)
FIRST SENTIER INVESTORS (AUSTRALIA) SERVICES PTY LIMITED (ACN 624 305 595)
FIRST SENTIER INVESTORS (HONG KONG) NOMINEES LIMITED (CR NO. 0206615)
FIRST SENTIER INVESTORS (HONG KONG) AMC LIMITED (CR NO. 0580652)
FIRST SENTIER INVESTORS (HONG KONG) LIMITED (CR NO. 0206616)
FIRST SENTIER INVESTORS ASIA HOLDINGS LIMITED (ACN 054 571 701)
FIRST SENTIER INVESTORS EUROPE HOLDINGS LIMITED (COMPANY NO. 03904310)
FIRST SENTIER INVESTORS REALINDEX PTY LTD (ACN 133 312 017)
FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF I FEEDERS MC S.A.R.L (COMPANY NO. B134314)
FIRST SENTIER INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED (COMPANY NO. 298444)
FIRST SENTIER INVESTORS (UK) IM LIMITED (COMPANY NO. SC047708)
FIRST SENTIER INVESTORS (UK) SERVICES LIMITED (COMPANY NO. 03904320)
FIRST SENTIER INVESTORS (IRELAND) LIMITED (COMPANY NO. 629188)
FIRST SENTIER INVESTORS (JAPAN) LIMITED (COMPANY NUMBER 0104-01-093090)
FIRST SENTIER INVESTORS (SINGAPORE) (REGISTRATION NO. 196900420D)
FIRST SENTIER INVESTORS (UK) FUNDS LIMITED (COMPANY NO. 02294743)
FIRST SENTIER INVESTORS (US) LLC (FILE NUMBER 546 9442)
FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF I MC S.A.R.L (COMPANY NO. B128117)
FIRST SENTIER INVESTORS (SINGAPORE) HOLDINGS LIMITED (REGISTRATION NO. 199901706Z)
FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED (COMPANY NO. SC079063)
First Sentier Investors EU Holdings Limited (Company No.727873)
FSIB LTD (REGISTRATION NO. 26193)
SI HOLDINGS LIMITED (COMPANY NO. SC109439)
AlbaCore Capital Group Limited (Company No.727871)
AlbaCore Capital Limited (Company No. 581750)
AlbaCore Capital (UK) Limited (Company No. 10220978)
AlbaCore Capital LLP (Company No. OC412196)
Page 6
AnnexureB
Annexure B
This is annexure B of 10 pages referred to in Form 603, Notice of initial substantial holder dated 7 February 2024
Ryuichiro Sakuma
Authorised signatory
Dated 7 February 2024
Holder of relevant interest
Date of acquisition
Consideration cash
Consideration non-cash
Class and number of
securities affected
Mitsubishi UFJ Financial
Group, Inc.
3/10/2023
1,526.70
N/A
2,181 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
3/10/2023
968.44
N/A
1,364 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
3/10/2023
3,826.04
N/A
5,427 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
3/10/2023
67.17
N/A
97 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
3/10/2023
2,370.21
N/A
3,362 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
3/10/2023
23.27
N/A
33 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
3/10/2023
625.41
N/A
913 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
3/10/2023
3,207.81
N/A
4,649 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
3/10/2023
66.69
N/A
97 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
3/10/2023
1,553.33
N/A
2,235 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
3/10/2023
N/A
Mitsubishi UFJ Financial
Group, Inc.
3/10/2023
N/A
Mitsubishi UFJ Financial
Group, Inc.
4/10/2023
8.71
N/A
13 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
4/10/2023
193.52
N/A
291 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
4/10/2023
2,160.75
N/A
3,225 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
5/10/2023
951.08
N/A
1,409 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
5/10/2023
8.91
N/A
13 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
5/10/2023
1,139.09
N/A
1,669 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
6/10/2023
1,290.60
N/A
1,912 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
6/10/2023
1.38
N/A
2 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
9/10/2023
182.90
N/A
267 Ordinary Shares
Page 7
Borrowed by an entity
controlled by Morgan Stanley see Annexure C
Borrowed by an entity
controlled by Morgan Stanley see Annexure C
35,169 Ordinary Shares
250,000 Ordinary Shares
AnnexureB
Mitsubishi UFJ Financial
Group, Inc.
10/10/2023
389.16
N/A
552 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
10/10/2023
568.40
N/A
812 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
10/10/2023
2.72
N/A
4 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
10/10/2023
1,461.59
N/A
2,103 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
10/10/2023
2.04
N/A
3 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
10/10/2023
840.64
N/A
1,184 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
11/10/2023
1,440.20
N/A
1,895 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
11/10/2023
1,285.87
N/A
1,726 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
11/10/2023
1,440.66
N/A
1,847 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
11/10/2023
187.50
N/A
250 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
11/10/2023
3,481.63
N/A
4,325 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
11/10/2023
7,711.50
N/A
9,700 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
12/10/2023
3,896.10
N/A
4,995 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
12/10/2023
0.75
N/A
1 Ordinary Share
Mitsubishi UFJ Financial
Group, Inc.
12/10/2023
1,140.60
N/A
1,531 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
12/10/2023
59.66
N/A
76 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
12/10/2023
1,140.76
N/A
1,501 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
12/10/2023
283.50
N/A
378 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
13/10/2023
421.94
N/A
578 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
13/10/2023
15.33
N/A
21 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
13/10/2023
1,027.86
N/A
1,389 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
13/10/2023
121.28
N/A
165 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
13/10/2023
8.88
N/A
12 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
16/10/2023
1,140.69
N/A
1,618 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
16/10/2023
707.70
N/A
1,011 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
16/10/2023
4.29
N/A
6 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
17/10/2023
0.72
N/A
1 Ordinary Share
Mitsubishi UFJ Financial
Group, Inc.
17/10/2023
89.46
N/A
126 Ordinary Shares
Page 8
AnnexureB
Mitsubishi UFJ Financial
Group, Inc.
18/10/2023
413.06
N/A
603 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
18/10/2023
604.17
N/A
882 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
20/10/2023
206,600.40
N/A
300,000 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
20/10/2023
1,411.90
N/A
2,017 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
23/10/2023
408.00
N/A
600 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
23/10/2023
2,210.68
N/A
3,251 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
23/10/2023
276.08
N/A
406 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
23/10/2023
N/A
Borrowed by an entity
controlled by Morgan Stanley see Annexure C
7,232 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
24/10/2023
3.43
N/A
5 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
24/10/2023
1,202.67
N/A
1,743 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
25/10/2023
21.30
N/A
30 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
25/10/2023
3,139.20
N/A
4,360 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
25/10/2023
4,571.85
N/A
6,306 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
25/10/2023
43.20
N/A
60 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
25/10/2023
7,300.00
N/A
10,000 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
25/10/2023
7,270.07
N/A
9,959 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
26/10/2023
3,224.76
N/A
4,188 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
26/10/2023
8,391.75
N/A
11,189 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
26/10/2023
1,619.12
N/A
2,188 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
26/10/2023
12.64
N/A
16 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
26/10/2023
6,096.23
N/A
8,351 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
26/10/2023
2,243.86
N/A
2,972 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
26/10/2023
146,719.80
N/A
200,000 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
26/10/2023
2,040.48
N/A
2,834 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
26/10/2023
N/A
Borrowed by an entity
controlled by Morgan Stanley see Annexure C
8,680 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
27/10/2023
336.15
N/A
415 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
27/10/2023
1,740.80
N/A
2,176 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
27/10/2023
2,640.18
N/A
3,342 Ordinary Shares
Page 9
AnnexureB
Mitsubishi UFJ Financial
Group, Inc.
30/10/2023
10,099.63
N/A
13,446 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
30/10/2023
23.72
N/A
31 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
30/10/2023
1,740.20
N/A
2,260 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
31/10/2023
1,605.24
N/A
2,058 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
31/10/2023
1,522.90
N/A
1,940 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
31/10/2023
2,409.50
N/A
3,050 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
1/11/2023
4,240.72
N/A
5,368 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
1/11/2023
579.20
N/A
724 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
1/11/2023
426.60
N/A
540 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
1/11/2023
702.78
N/A
884 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
1/11/2023
10.21
N/A
13 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
1/11/2023
2,967.30
N/A
3,780 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
2/11/2023
71,080.74
N/A
86,554 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
2/11/2023
1,358.30
N/A
1,598 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
2/11/2023
3,617.45
N/A
4,281 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
2/11/2023
1.74
N/A
2 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
2/11/2023
5,469.40
N/A
6,670 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
2/11/2023
3,348.84
N/A
4,109 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
2/11/2023
41,000.00
N/A
50,000 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
2/11/2023
1,645.33
N/A
2,123 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
3/11/2023
1,111.56
N/A
1,256 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
3/11/2023
3,097.60
N/A
3,461 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
3/11/2023
696.96
N/A
792 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
3/11/2023
760.06
N/A
854 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
3/11/2023
700.79
N/A
783 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
6/11/2023
275.55
N/A
330 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
6/11/2023
2,340.06
N/A
2,721 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
6/11/2023
599.36
N/A
701 Ordinary Shares
Page 10
AnnexureB
Mitsubishi UFJ Financial
Group, Inc.
6/11/2023
N/A
Borrowed by an entity
controlled by Morgan Stanley see Annexure C
34,745 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
7/11/2023
16.40
N/A
20 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
7/11/2023
3,240.72
N/A
3,858 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
7/11/2023
1,350.20
N/A
1,617 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
7/11/2023
359.98
N/A
439 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
7/11/2023
82.32
N/A
98 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
8/11/2023
318.00
N/A
400 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
8/11/2023
2,122.40
N/A
2,653 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
8/11/2023
1,140.62
N/A
1,391 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
8/11/2023
148.00
N/A
185 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
8/11/2023
7,360.27
N/A
9,031 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
8/11/2023
100.17
N/A
126 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
9/11/2023
301.60
N/A
377 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
9/11/2023
3,500.49
N/A
4,431 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
9/11/2023
302.90
N/A
381 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
10/11/2023
808.96
N/A
1,024 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
10/11/2023
1,070.91
N/A
1,314 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
13/11/2023
291.77
N/A
358 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
13/11/2023
1,422.62
N/A
1,714 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
14/11/2023
271.35
N/A
335 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
15/11/2023
84.34
N/A
101 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
15/11/2023
1,740.48
N/A
2,072 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
15/11/2023
2,750.60
N/A
3,236 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
15/11/2023
1,969.70
N/A
2,331 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
15/11/2023
1,390.20
N/A
1,655 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
16/11/2023
1,571.49
N/A
1,838 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
16/11/2023
2,586.55
N/A
3,061 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
16/11/2023
3,584.49
N/A
4,242 Ordinary Shares
Page 11
AnnexureB
Mitsubishi UFJ Financial
Group, Inc.
17/11/2023
321.93
N/A
395 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
17/11/2023
700.80
N/A
876 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
17/11/2023
700.35
N/A
870 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
17/11/2023
1,662.93
N/A
2,053 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
20/11/2023
4,189.32
N/A
5,172 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
20/11/2023
1,207.50
N/A
1,500 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
21/11/2023
5,000.70
N/A
6,330 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
21/11/2023
429.78
N/A
551 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
22/11/2023
968.49
N/A
1,266 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
27/11/2023
23.52
N/A
32 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
27/11/2023
290.00
N/A
400 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
27/11/2023
810.12
N/A
1,073 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
27/11/2023
1,440.09
N/A
1,933 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
27/11/2023
1,671.00
N/A
2,228 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
27/11/2023
194.48
N/A
272 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
28/11/2023
4.23
N/A
6 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
28/11/2023
273.54
N/A
388 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
28/11/2023
1,680.48
N/A
2,334 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
28/11/2023
2,340.20
N/A
3,273 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
28/11/2023
4.20
N/A
6 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
28/11/2023
1,157.83
N/A
1,597 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
28/11/2023
918.75
N/A
1,250 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
29/11/2023
2,040.33
N/A
2,957 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
29/11/2023
759.29
N/A
1,077 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
29/11/2023
731.30
N/A
1,030 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
29/11/2023
636.30
N/A
909 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
29/11/2023
161.46
N/A
234 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
29/11/2023
4,266.66
N/A
6,052 Ordinary Shares
Page 12
AnnexureB
Mitsubishi UFJ Financial
Group, Inc.
29/11/2023
330.13
N/A
475 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
29/11/2023
736.98
N/A
1,038 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
29/11/2023
3,540.33
N/A
5,094 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
30/11/2023
163.80
N/A
234 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
30/11/2023
1,420.52
N/A
2,089 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
30/11/2023
1,644.27
N/A
2,383 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
30/11/2023
1,575.57
N/A
2,267 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
30/11/2023
418.83
N/A
607 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
30/11/2023
1,826.21
N/A
2,666 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
30/11/2023
415.94
N/A
605 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
30/11/2023
406.00
N/A
580 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
1/12/2023
978.88
N/A
1,472 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
1/12/2023
1,872.04
N/A
2,753 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
1/12/2023
1,180.26
N/A
1,723 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
1/12/2023
1,029.79
N/A
1,537 Ordinary Shares
Mitsubishi UFJ Financial
Group, Inc.
4/12/2023
5,862.92
N/A
8,559
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