Announcement PDF Form604 Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder To: Company Name/Scheme: Hastings Technology Metals Ltd ACN/ARSN 122 911 399 1. Details of substantial holder Mitsubishi UFJ Financial Group, Inc. Name There was a change in the interests of the substantial holder on 17 July 2023 The previous notice was given to the company on 19 July 2023 The previous notice was dated 19 July 2023 The holder became aware on 19 July 2023 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows: Previous notice Class of securities Present notice Voting power (%) Person’s votes Fully Paid ordinary shares 12,629,545 Person’s votes 9.77% Voting power (%) 6.17% 7,980,912 3. Changes in relevant interest Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Date of change Person whose relevant interest changed Nature of change Consideration given in relation to change Class and number of securities affected Person's votes affected Class and number of securities Person's votes See annexure A to this notice 4.Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follow Holder of relevant interest Mitsubishi UFJ Financial Group, Inc. Registered holder of securities Citicorp Nominees Pty Limited (Australia) Person entitled to be registered as holder Not applicable Mitsubishi UFJ Financial Group, Inc. State Street Global Advisors (Australia) Limited Not applicable Mitsubishi UFJ Financial Group, Inc. HSBC Custody Nominees (Australia) Limited Not applicable Mitsubishi UFJ Financial Group, Inc. Morgan Stanley Australia Securities (Nominee) Pty Limited Not applicable Nature of relevant interest Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. 305,293 Fully paid ordinary shares 305,293 14,073 Fully paid ordinary shares 14,073 7,381,705 Fully paid ordinary shares 7,381,705 279,841 Fully paid ordinary shares 279,841 5. Changes in association The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follow Name and ACN/ARSN (if applicable) Nature of association Not applicable 6. Addresses The addresses of persons named in this form are as follows Name Address Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan Page 1 Form604 Signature Dated 20 July 2023 Authorised signatory Page 2 AnnexureA Annexure A This is annexure A of 2 pages referred to in Form 604, Notice of change of interest of substantial holder dated 20 July 2023. Authorised signatory Date of change Person whose relevant interest changed 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Mitsubishi UFJ Financial Group, Inc. 17/07/2023 Dated 20 July 2023 Nature of change Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Consideration Class and number of securities given in relation to affected change Person's votes affected 46.03 35 Fully Paid ordinary shares 35 524.80 410 Fully Paid ordinary shares 410 3,651.25 2,875 Fully Paid ordinary shares 2,875 6,325.00 5,000 Fully Paid ordinary shares 5,000 235.52 184 Fully Paid ordinary shares 184 671.58 533 Fully Paid ordinary shares 533 1,386.78 1,105 Fully Paid ordinary shares 1,105 5.08 4 Fully Paid ordinary shares 4 716.63 585 Fully Paid ordinary shares 585 1,194.33 971 Fully Paid ordinary shares 971 8,263.36 6,664 Fully Paid ordinary shares 6,664 729.96 553 Fully Paid ordinary shares 553 2,489.60 1,945 Fully Paid ordinary shares 1,945 1,593.60 1,245 Fully Paid ordinary shares 1,245 1,343.43 1,062 Fully Paid ordinary shares 1,062 2,998.80 2,352 Fully Paid ordinary shares 2,352 1,178.10 924 Fully Paid ordinary shares 924 3,148.75 2,519 Fully Paid ordinary shares 2,519 2,409.08 1,935 Fully Paid ordinary shares 1,935 3,388.16 2,647 Fully Paid ordinary shares 2,647 Sale of securities by an entity controlled by Morgan Stanley 695.52 504 Fully Paid ordinary shares 504 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 2,038.89 1,533 Fully Paid ordinary shares 1,533 17/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 527.32 401 Fully Paid ordinary shares 401 17/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 1,108.80 840 Fully Paid ordinary shares 840 Page 3 AnnexureA 17/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 172.80 128 Fully Paid ordinary shares 128 17/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 1,213.65 899 Fully Paid ordinary shares 899 17/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 828.00 600 Fully Paid ordinary shares 600 17/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 739.68 552 Fully Paid ordinary shares 552 17/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 1.33 1 Fully Paid ordinary shares 1 17/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 673.10 508 Fully Paid ordinary shares 508 17/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 7,782.55 5,834 Fully Paid ordinary shares 5,834 17/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 711.51 529 Fully Paid ordinary shares 529 17/07/2023 Mitsubishi UFJ Financial Group, Inc. N/A 10,421 Fully Paid ordinary shares 10,421 17/07/2023 Mitsubishi UFJ Financial Group, Inc. N/A 4,680,273 Fully Paid ordinary shares 4,680,273 Borrow by an entity controlled by Morgan Stanley - see Annexure B Collateral Returned by an entity controlled by Morgan Stanley - see Annexure B Page 4 AnnexureB Annexure B This is annexure B of 1 page referred to in Form 604, Notice of change of interest of substantial holder dated 20 July 2023. Authorised signatory Dated 20 July 2023 The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC. Schedule Type of Agreement Parties to agreement Transfer Date Holder of Voting Rights Are there any restrictions on voting rights? If yes, detail Not applicable Global Master Securities Lending Agreement Morgan Stanley & Co. International plc and UBS SWITZERLAND AG 20230516; Borrower Yes/No Scheduled Return Date (if any) Open Does the borrower have the right to return early? Yes/No If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. Does the lender have the right to recall early? Yes/No If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered. Will the securities be returned on settlement? Yes/No If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. Schedule Type of Agreement Parties to agreement Transfer Date Holder of Voting Rights Are there any restrictions on voting rights? If yes, detail Not applicable Global Master Securities Lending Agreement Morgan Stanley & Co. International plc and SCHRODER INTERNATIONAL SELECTION FUND 20230616; 20230619; 20230620; 20230622; 20230626; 20230630; Borrower Yes/No Scheduled Return Date (if any) Open Does the borrower have the right to return early? Yes/No If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. Does the lender have the right to recall early? Yes/No If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered. Will the securities be returned on settlement? Yes/No If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. Schedule Type of Agreement Parties to agreement Transfer Date Holder of Voting Rights Are there any restrictions on voting rights? If yes, detail Not applicable Scheduled Return Date (if any) International Prime Brokerage Agreement Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and L1 LONG SHORT FUND LIMITED 20230714; Prime broker has the right to vote securities rehypothecated from the Client. Yes/No Open Does the borrower have the right to return early? Yes/No If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. Does the lender have the right to recall early? Yes/No If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. Will the securities be returned on settlement? Yes/No If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. Page 5