Becoming a substantial holder from MUFG
Released
Released
Announcement PDF
Form 603
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To: Company Name/Scheme:
Hastings Technology Metals Ltd
ACN/ARSN:
122 911 399
1. Details of substantial holder
Mitsubishi UFJ Financial Group, Inc.
Name
The holder became a substantial holder on:
7 February 2024
The holder became aware on:
9 February 2024
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
Class of securities
Number of securities
Fully Paid ordinary shares
Person's votes
10,620,771
Voting power (%)
10,620,771
8.21%
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial
holder became a substantial holder are as follows:
Holder of relevant interest
Class and number of securities
Nature of relevant interest
Mitsubishi UFJ Financial Group, Inc.
Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
Mitsubishi UFJ Financial Group, Inc.
Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
Mitsubishi UFJ Financial Group, Inc.
Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
10,418,170 Fully paid ordinary shares
117,635 Fully paid ordinary shares
84,966 Fully paid ordinary shares
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant
interest
Mitsubishi UFJ Financial Group, Inc.
Registered holder of
securities
HSBC Custody Nominees
(Australia) Limited
Mitsubishi UFJ Financial Group, Inc.
Morgan Stanley Australia
Securities (Nominee) Pty Limited
Person entitled to be
registered as holder
Class and number of securities
Not applicable
10,535,805 Fully paid ordinary shares
Not applicable
84,966 Fully paid ordinary shares
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the
substantial holder became a substantial holder is as follows:
Holder of relevant
interest
Date of acquisition
Consideration
Cash
See annexure B to this notice
Page 1
Class and number of securities
Non-cash
Form 603
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
See annexure A to this notice
Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section 12 of the
Corporations Act
7. Addresses
The addresses of persons named in this form are as follows:
Name
Address
Mitsubishi UFJ Financial Group, Inc.
2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
8. Signature
Dated 13 February 2024
Authorised signatory
Page 2
Annexure A
This is annexure A of 4 pages referred to in Form 603, Notice of initial substantial holder dated 13 February 2024
Authorised signatory
Dated 13 February 2024
SCHEDULE
Mitsubishi UFJ Financial Group, Inc.
MUFG Bank, Ltd.
Mitsubishi UFJ Trust and Banking Corporation
Mitsubishi UFJ Securities Holdings Co., Ltd.
The Mitsubishi UFJ Factors Limited
Mitsubishi UFJ Jinji Service Co., Ltd.
MU Techno-service Co., Ltd.
Tokyo Credit Service, Ltd.
MU Business Service Co., Ltd.
Mitsubishi UFJ Loan Business Co.,Ltd.
Mitsubishi UFJ Information Technology, Ltd.
MU Center Service Tokyo Co., Ltd.
MU Center Service Nagoya Co., Ltd.
MU Center Service Osaka Co., Ltd.
Mitsubishi UFJ Business Partner Co., Ltd.
MU Property Research Company Limited
Mitsubishi UFJ Home Loan CREDIT CO., LTD.
The Diamond Home Credit Company Limited
Mitsubishi UFJ Research & Consulting Co., Ltd.
MU Frontier Servicer Co., Ltd.
Otemachi Guarantee Co., Ltd.
GD Holdings Company Limited
MU Loan Administration Support Co., Ltd.
MU Communications Co.,Ltd.
Japan Electronic Monetary Claim Organization
MUT Business Outsourcing Co., Ltd.
Mezzanine Solution III Limited Partnership
Mezzanine Solution IV Limited Partnership
Matsuri LLC
BusinessTech Co.,Ltd
Tokumei-Kumiai (KAIDAN)
MUFG Trading, Ltd.
Mitsubishi UFJ Capital Co., Ltd.
Mitsubishi UFJ Capital Ⅳ, Limited Partnership
Mitsubishi UFJ Capital Ⅴ, Limited Partnership
Mitsubishi UFJ Capital Ⅵ, Limited Partnership
Mitsubishi UFJ Capital Ⅶ, Limited Partnership
Mitsubishi UFJ Capital Ⅷ,Limited Partnership
Mitsubishi UFJ Life Science 2, Limited Partnership
Mitsubishi UFJ Life Science 3, Limited Partnership
Tohoku Senary Industry Support, Limited Partnership
OiDE Fund Investment Limited Partnership
Mitsubishi UFJ Personal Financial Advisers Co., Ltd.
Mitsubishi UFJ Financial Partners Co., Ltd.
The Mitsubishi Asset Brains Company, Limited
BOT Lease Co., Ltd.
Nippon Mutual Housing Loan Co., Ltd.
JM Real Estate Co., Ltd. au
Jibun Bank Corporation JACCS CO.,LTD.
JALCARD Inc.
Yume Shokei Fund No.2
Yume Shokei Fund No.3
Recruit MUFG Business Co., Ltd.
Cotra Ltd.
Biz Forward, Inc.
Kanmu, Inc.
M･U･Trust Sougou Kanri Co., Ltd
Mitsubishi UFJ Trust Business Co., Ltd.
Ryoshin Data Co., Ltd.
Mitsubishi UFJ Trust Systems Co., Ltd.
Mitsubishi UFJ Trust Investment Technology Institute Co., Ltd.
Mitsubishi UFJ Trust Hosyo Co., Ltd.
Page 3
Annexure A
M･U･Trust･Apple Planning Company, Ltd.
Mitsubishi UFJ Real Estate Services Co., Ltd.
Mitsubishi UFJ Daiko Business Co., Ltd.
The Master Trust Bank of Japan, Ltd.
Mitsubishi UFJ Real Estate Asset Management Co., Ltd.
Japan Shareholder Services Ltd.
Mitsubishi UFJ Asset Management Co., Ltd.
Tokumei-Kumiai (CPI)
Tokumei-Kumiai (GII)
Tokumei-Kumiai (GII2)
Tokumei-Kumiai (Gate Bridge 1)
Tokumei-Kumiai (CM2)
Tokumei-Kumiai (CM3)
Tokumei-Kumiai (FIELD)
Tokumei-Kumiai (HORSE)
Tokumei-Kumiai (BRIDGE)
Tokumei-Kumiai (FST)
Tokumei-Kumiai (YUTORI)
Tokumei-Kumiai (SUNSHINE2)
Tokumei-Kumiai (FLEUR)
Tokumei-Kumiai (HAWK)
Tokumei-Kumiai (FLAG)
Tokumei-Kumiai (SUNSHINE3)
Tokumei-Kumiai (STONE)
Tokumei-Kumiai (HERBS)
Tokumei-Kumiai (SUNSHINE4)
Tokumei-Kumiai (PALACE)
Tokumei-Kumiai (SILVER LEAF)
Tokumei-Kumiai (SILVER CHATEAU)
Human Resources Governance Leaders Co., Ltd.
Mitsubishi UFJ Alternative Investments Co., Ltd.
MU Trust Property Management Co., Ltd.
Tokumei-Kumiai (RICE)
MM Partnership
MUS Information Systems Co., Ltd.
MUS Business Service Co., Ltd.
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
au kabu.com Securities Co., Ltd.
Morgan Stanley MUFG Securities Co., Ltd.
Mitsubishi UFJ NICOS Co., Ltd.
Card Business Service Co.,Ltd.
Ryoshin DC Card Company Ltd.
JMS Co., Ltd.
Paygent Co., Ltd.
JA Card Co., Ltd
ACOM CO., LTD.
IR Loan Servicing, Inc.
MU Credit Guarantee Co., Ltd.
GeNiE Inc.
Japan Digital Design, Inc.
Global Open Network, Inc.
Global Open Network Japan, Inc.
MUFG Innovation Partners Co., Ltd.
MUFG Innovation Partners No.1 Investment Partnership
MUFG Innovation Partners No.2 Investment Partnership
MUFG Innovation Partners Garuda No. 1 Investment limited partnership
MUFG Innovation Partners Garuda No. 1 Investment partnership
Mitsubishi Research Institute DCS Co., Ltd.
Mitsubishi HC Capital Inc.
Solution Design Co.,ltd.
Nippon Record Keeping Network Co., Ltd.
Mitsubishi UFJ Financial Partners Co.,Ltd.
Mitsubishi UFJ Life Science 1, Limited Partnership
Banco MUFG Brasil S.A.
BTMU (Curacao) Holdings N.V.
MUFG Bank (Europe) N.V.
MUFG Funding (UK) Limited
MUFG Europe Lease (Deutschland) GmbH i.L.
MUFG Bank (Malaysia) Berhad
MUFG North America International, Inc.
MUFG Bank Mexico, S.A.
MUFG Nominees (HK) Limited
MUFG Nominees (UK) Limited
MUFG Americas Holdings Corporation
Shiloh Ⅳ Wind Project, LLC
Shiloh Ⅳ Holdings Lessor Trust
Green Union I Trust
Green Union II Trust
Green Union III Trust
MUFG Americas Funding Corporation
MUFG Americas Leasing Corporation
Page 4
Annexure A
MUFG Americas Leasing (Canada) Corporation
MUFG Americas Leasing & Finance, Inc.
MUFG Americas Capital Leasing & Finance, LLC
MUFG Americas LF Capital LLC
MUFG Americas Capital Company
MUFG Fund Services (USA) LLC
MUFG Securities Americas Inc.
MUFG Capital Analytics LLC
MUFG Investor Services (US), LLC
Intrepid Investment Bankers LLC
Catalina Solar Holdings Lessor Trust
Catalina Solar, LLC
Morgan Stanley MUFG Loan Partners, LLC
PT. MU Research and Consulting Indonesia
MU Research and Consulting (Thailand) Co., Ltd.
MUFG Participation (Thailand) Co., Ltd.
AO MUFG Bank (Eurasia)
MUFG Bank (China), Ltd.
BTMU Liquidity Reserve Investment Limited
MUFG Bank Turkey Anonim Sirketi
Bank of Ayudhya Public Company Limited
Krungsri Ayudhya AMC Limited
Krungsri Nimble Company Limited
Ayudhya Development Leasing Company Limited
Ayudhya Capital Auto Lease Public Company Limited
Krungsriayudhya Card Company Limited
General Card Services Limited
Ayudhya Capital Services Company Limited
Krungsri General Insurance Broker Limited
Krungsri Genesis Company Limited
Krungsri Asset Management Company Limited
Total Services Solutions Public Company Limited
Ngern Tid Lor Public Company Limited
Krungsri Securities Public Company Limited
Siam Realty and Services Security Co.,Ltd.
Krungsri Leasing Services Co., Ltd.
HATTHA Bank Plc.
Krungsri Finnovate Co., Ltd.
Hattha Services Co., LTD.
Krungsri Non-deposit Taking Microfinance Institution Co., Ltd
Krungsri Capital Securities Public Company Limited
Lotus' s Money Services
Finnoventure Private Equity Trust I
BTMU Liquidity Reserve Investment 2 Limited
BTMU Liquidity Reserve Investment 3 Limited
PT Guna Dharma
PT Bank Danamon Indonesia, Tbk.
PT Adira Quantum Multifinance
PT Adira Dinamika Multi Finance Tbk
PT Zurich Asuransi Indonesia Tbk
MUFG Enterprise Solutions India Private Limited
MUFG Holding (Thailand) Co., Ltd.
Bangkok MUFG Limited
GOLDEN ASIA FUND VENTURES LTD.
Lakefield Wind Project OP Trust
Lakefield Wind Project, LLC
Pacwind Holdings Lessor Trust
Pacific Wind, LLC
Vietnam Joint Stock Commercial Bank for Industry and Trade
GOLDEN ASIA FUND II, L.P.
Security Bank Corporation
GOLDEN ASIA FUND III, L.P.
Mars Growth Capital Pte. Ltd.
Mars Growth Capital Fund1, LP
SB Finance Company, Inc.
Mars Growth Capital Pre-Unicorn Fund, LP
Mars Equity M.C. Pte. Ltd.
Drakefield Holdco S.àr.l.
Mitsubishi UFJ Trust International Limited
Mitsubishi UFJ Baillie Gifford Asset Management Limited
Mitsubishi UFJ Investor Services & Banking (Luxembourg) S.A.
MUFG Lux Management Company S.A.
Mitsubishi UFJ Asset Management (UK) Ltd.
LUX J1 FUND
MUFG Investor Services Holdings Limited
MUFG Fund Services (Bermuda) Limited
MUFG Fund Services (Cayman) Limited
MUFG Fund Services (Cayman) Group Limited
MUFG Fund Services (Ireland) Limited
Fund Secretaries Limited
MUFG Fund Services Limited
Page 5
Annexure A
MUFG Fund Services (Canada) Limited
MUFG Fund Services (UK) Limited
MUFG Fund Services (Halifax) Limited
MUFG Fund Services (Singapore) Pte. Ltd.
MUFG Fund Services (Hong Kong) Limited
MUFG Alternative Fund Services (Cayman) Limited
Firtown International Holdings Ltd.
General Secretaries Ltd.
AFS Controlled Subsidiary 1 Ltd.
AFS Controlled Subsidiary 2 Ltd.
AFS Controlled Subsidiary 3 Ltd.
MUFG Alternative Fund Services (Ireland) Limited
MUFG Jersey Limited
MUFG Jersey Management Company Limited
MUFG Controlled Subsidiary 1 (Cayman) Limited
MUFG Fund Services (Cayman)2 Limited
MUFG Fund Services (Halifax)2 Limited
MUFG Fund Services (Cyprus) Limited
MUFG Investor Services FinTech Limited
MCC Asset Management (Cayman) Ltd.
SWS MU FUND MANAGEMENT CO.,LTD.
SWSMU (SHANGHAI) ASSETS MANAGEMENT COMPANY LIMITED
MUFG Securities EMEA plc
MUFG Securities (Europe) N.V.
MUFG Securities Asia Limited
MUFG Securities (Canada), Ltd.
EASY BUY Public Company Limited
ACOM CONSUMER FINANCE CORPORATION
ACOM (M) SDN. BHD.
Morgan Stanley
FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF II GP S.Á.R.L (COMPANY NO. B204413)
FIRST SENTIER INVESTORS (AUSTRALIA) IM LTD (ACN 114 194 311)
FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE HOLDINGS LTD (ACN 085 313 926)
FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE MANAGERS PTY LTD (ACN 101 384 294)
FIRST SENTIER INVESTORS (AUSTRALIA) IP HOLDINGS PTY LIMITED (ACN 625 765 399)
FIRST SENTIER INVESTORS (AUSTRALIA) RE LTD (ACN 006 464 428)
FIRST SENTIER INVESTORS (AUSTRALIA) SERVICES PTY LIMITED (ACN 624 305 595)
FIRST SENTIER INVESTORS (HONG KONG) NOMINEES LIMITED (CR NO. 0206615)
FIRST SENTIER INVESTORS (HONG KONG) AMC LIMITED (CR NO. 0580652)
FIRST SENTIER INVESTORS (HONG KONG) LIMITED (CR NO. 0206616)
FIRST SENTIER INVESTORS ASIA HOLDINGS LIMITED (ACN 054 571 701)
FIRST SENTIER INVESTORS EUROPE HOLDINGS LIMITED (COMPANY NO. 03904310)
FIRST SENTIER INVESTORS REALINDEX PTY LTD (ACN 133 312 017)
FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF I FEEDERS MC S.A.R.L (COMPANY NO. B134314)
FIRST SENTIER INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED (COMPANY NO. 298444)
FIRST SENTIER INVESTORS (UK) IM LIMITED (COMPANY NO. SC047708)
FIRST SENTIER INVESTORS (UK) SERVICES LIMITED (COMPANY NO. 03904320)
FIRST SENTIER INVESTORS (IRELAND) LIMITED (COMPANY NO. 629188)
FIRST SENTIER INVESTORS (JAPAN) LIMITED (COMPANY NUMBER 0104-01-093090)
FIRST SENTIER INVESTORS (SINGAPORE) (REGISTRATION NO. 196900420D)
FIRST SENTIER INVESTORS (UK) FUNDS LIMITED (COMPANY NO. 02294743)
FIRST SENTIER INVESTORS (US) LLC (FILE NUMBER 546 9442)
FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF I MC S.A.R.L (COMPANY NO. B128117)
FIRST SENTIER INVESTORS (SINGAPORE) HOLDINGS LIMITED (REGISTRATION NO. 199901706Z)
FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED (COMPANY NO. SC079063)
First Sentier Investors EU Holdings Limited (Company No.727873)
FSIB LTD (REGISTRATION NO. 26193)
SI HOLDINGS LIMITED (COMPANY NO. SC109439)
AlbaCore Capital Group Limited (Company No.727871)
AlbaCore Capital Limited (Company No. 581750)
AlbaCore Capital (UK) Limited (Company No. 10220978)
AlbaCore Capital LLP (Company No. OC412196)
Page 6
Annexure B
This is annexure B of 12 pages referred to in Form 603, Notice of initial substantial holder dated 13 February 2024
Holder of relevant interest
Authorised signatory
Dated 13 February 2024
Date of acquisition
Consideration cash
Consideration non-cash
Class and number of
securities affected
Mitsubishi UFJ Financial Group, Inc.
9/10/2023
182.90
N/A
267 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
10/10/2023
389.16
N/A
552 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
10/10/2023
568.40
N/A
812 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
10/10/2023
2.04
N/A
3 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
10/10/2023
840.64
N/A
1,184 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
10/10/2023
1461.59
N/A
2,103 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
10/10/2023
2.72
N/A
4 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
11/10/2023
3481.63
N/A
4,325 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
11/10/2023
1440.20
N/A
1,895 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
11/10/2023
1285.87
N/A
1,726 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
11/10/2023
1440.66
N/A
1,847 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
11/10/2023
187.50
N/A
250 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
11/10/2023
7711.50
N/A
9,700 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
12/10/2023
0.75
N/A
1 Ordinary Share
Mitsubishi UFJ Financial Group, Inc.
12/10/2023
3896.10
N/A
4,995 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
12/10/2023
1140.76
N/A
1,501 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
12/10/2023
1140.60
N/A
1,531 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
12/10/2023
283.50
N/A
378 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
12/10/2023
59.66
N/A
76 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
13/10/2023
8.88
N/A
12 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
13/10/2023
121.28
N/A
165 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
13/10/2023
421.94
N/A
578 Ordinary Shares
Page 7
Annexure B
Mitsubishi UFJ Financial Group, Inc.
13/10/2023
1027.86
N/A
1,389 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
13/10/2023
15.33
N/A
21 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
16/10/2023
4.29
N/A
6 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
16/10/2023
1140.69
N/A
1,618 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
16/10/2023
707.70
N/A
1,011 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
17/10/2023
0.72
N/A
1 Ordinary Share
Mitsubishi UFJ Financial Group, Inc.
17/10/2023
89.46
N/A
126 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
18/10/2023
413.06
N/A
603 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
18/10/2023
604.17
N/A
882 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
20/10/2023
1411.90
N/A
2,017 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
20/10/2023
206600.40
N/A
300,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
23/10/2023
2210.68
N/A
3,251 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
23/10/2023
276.08
N/A
406 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
23/10/2023
408.00
N/A
600 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
23/10/2023
N/A
Borrowed by an entity
controlled by Morgan Stanley see Annexure C
7,232 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
24/10/2023
3.43
N/A
5 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
24/10/2023
1202.67
N/A
1,743 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
25/10/2023
7300.00
N/A
10,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
25/10/2023
43.20
N/A
60 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
25/10/2023
7270.07
N/A
9,959 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
25/10/2023
4571.85
N/A
6,306 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
25/10/2023
3139.20
N/A
4,360 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
25/10/2023
21.30
N/A
30 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
26/10/2023
2040.48
N/A
2,834 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
26/10/2023
8391.75
N/A
11,189 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
26/10/2023
2243.86
N/A
2,972 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
26/10/2023
12.64
N/A
16 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
26/10/2023
146719.80
N/A
200,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
26/10/2023
1619.12
N/A
2,188 Ordinary Shares
Page 8
Annexure B
Mitsubishi UFJ Financial Group, Inc.
26/10/2023
3224.76
N/A
4,188 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
26/10/2023
6096.23
N/A
8,351 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
26/10/2023
N/A
Borrowed by an entity
controlled by Morgan Stanley see Annexure C
8,680 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
27/10/2023
336.15
N/A
415 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
27/10/2023
2640.18
N/A
3,342 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
27/10/2023
1740.80
N/A
2,176 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
30/10/2023
1740.20
N/A
2,260 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
30/10/2023
10099.63
N/A
13,446 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
30/10/2023
23.72
N/A
31 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
31/10/2023
1605.24
N/A
2,058 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
31/10/2023
1522.90
N/A
1,940 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
31/10/2023
2409.50
N/A
3,050 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
1/11/2023
4240.72
N/A
5,368 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
1/11/2023
579.20
N/A
724 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
1/11/2023
426.60
N/A
540 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
1/11/2023
10.21
N/A
13 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
1/11/2023
702.78
N/A
884 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
1/11/2023
2967.30
N/A
3,780 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
2/11/2023
1358.30
N/A
1,598 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
2/11/2023
3348.84
N/A
4,109 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
2/11/2023
1.74
N/A
2 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
2/11/2023
1645.33
N/A
2,123 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
2/11/2023
41000.00
N/A
50,000 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
2/11/2023
5469.40
N/A
6,670 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
2/11/2023
71080.74
N/A
86,554 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
2/11/2023
3617.45
N/A
4,281 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
3/11/2023
696.96
N/A
792 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
3/11/2023
760.06
N/A
854 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
3/11/2023
1111.56
N/A
1,256 Ordinary Shares
Page 9
Annexure B
Mitsubishi UFJ Financial Group, Inc.
3/11/2023
3097.60
N/A
3,461 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
3/11/2023
700.79
N/A
783 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
6/11/2023
2340.06
N/A
2,721 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
6/11/2023
599.36
N/A
701 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
6/11/2023
275.55
N/A
330 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
6/11/2023
N/A
Borrowed by an entity
controlled by Morgan Stanley see Annexure C
34,745 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
7/11/2023
16.40
N/A
20 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
7/11/2023
3240.72
N/A
3,858 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
7/11/2023
82.32
N/A
98 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
7/11/2023
359.98
N/A
439 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
7/11/2023
1350.20
N/A
1,617 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
8/11/2023
148.00
N/A
185 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
8/11/2023
2122.40
N/A
2,653 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
8/11/2023
100.17
N/A
126 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
8/11/2023
7360.27
N/A
9,031 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
8/11/2023
1140.62
N/A
1,391 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
8/11/2023
318.00
N/A
400 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
9/11/2023
302.90
N/A
381 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
9/11/2023
3500.49
N/A
4,431 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
9/11/2023
301.60
N/A
377 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
10/11/2023
1070.91
N/A
1,314 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
10/11/2023
808.96
N/A
1,024 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
13/11/2023
1422.62
N/A
1,714 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
13/11/2023
291.77
N/A
358 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
14/11/2023
271.35
N/A
335 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
15/11/2023
84.34
N/A
101 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
15/11/2023
1969.70
N/A
2,331 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
15/11/2023
1390.20
N/A
1,655 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
15/11/2023
1740.48
N/A
2,072 Ordinary Shares
Page 10
Annexure B
Mitsubishi UFJ Financial Group, Inc.
15/11/2023
2750.60
N/A
3,236 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
16/11/2023
3584.49
N/A
4,242 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
16/11/2023
2586.55
N/A
3,061 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
16/11/2023
1571.49
N/A
1,838 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
17/11/2023
700.80
N/A
876 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
17/11/2023
1662.93
N/A
2,053 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
17/11/2023
700.35
N/A
870 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
17/11/2023
321.93
N/A
395 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
20/11/2023
4189.32
N/A
5,172 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
20/11/2023
1207.50
N/A
1,500 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
21/11/2023
429.78
N/A
551 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
21/11/2023
5000.70
N/A
6,330 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
22/11/2023
968.49
N/A
1,266 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
27/11/2023
1671.00
N/A
2,228 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
27/11/2023
290.00
N/A
400 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
27/11/2023
1440.09
N/A
1,933 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
27/11/2023
810.12
N/A
1,073 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
27/11/2023
194.48
N/A
272 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
27/11/2023
23.52
N/A
32 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
28/11/2023
1680.48
N/A
2,334 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
28/11/2023
918.75
N/A
1,250 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
28/11/2023
4.23
N/A
6 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
28/11/2023
2340.20
N/A
3,273 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
28/11/2023
4.20
N/A
6 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
28/11/2023
273.54
N/A
388 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
28/11/2023
1157.83
N/A
1,597 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
29/11/2023
4266.66
N/A
6,052 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
29/11/2023
731.30
N/A
1,030 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
29/11/2023
2040.33
N/A
2,957 Ordinary Shares
Page 11
Annexure B
Mitsubishi UFJ Financial Group, Inc.
29/11/2023
759.29
N/A
1,077 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
29/11/2023
330.13
N/A
475 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
29/11/2023
161.46
N/A
234 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
29/11/2023
736.98
N/A
1,038 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
29/11/2023
3540.33
N/A
5,094 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
29/11/2023
636.30
N/A
909 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
30/11/2023
418.83
N/A
607 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
30/11/2023
1420.52
N/A
2,089 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
30/11/2023
415.94
N/A
605 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
30/11/2023
406.00
N/A
580 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
30/11/2023
1575.57
N/A
2,267 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
30/11/2023
1644.27
N/A
2,383 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
30/11/2023
163.80
N/A
234 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
30/11/2023
1826.21
N/A
2,666 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
1/12/2023
978.88
N/A
1,472 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
1/12/2023
1029.79
N/A
1,537 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
1/12/2023
1872.04
N/A
2,753 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
1/12/2023
1180.26
N/A
1,723 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
4/12/2023
447.99
N/A
654 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
4/12/2023
3281.64
N/A
4,756 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
4/12/2023
1684.68
N/A
2,424 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
4/12/2023
263.04
N/A
384 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
4/12/2023
5862.92
N/A
8,559 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
5/12/2023
3617.33
N/A
5,359 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
5/12/2023
684.76
N/A
1,007 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
5/12/2023
940.51
N/A
1,373 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
5/12/2023
1453.23
N/A
2,169 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
5/12/2023
231.15
N/A
345 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
6/12/2023
1140.48
N/A
1,728 Ordinary Shares
Page 12
Annexure B
Mitsubishi UFJ Financial Group, Inc.
6/12/2023
1368.81
N/A
2,043 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
6/12/2023
326.40
N/A
480 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
6/12/2023
351.12
N/A
528 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
6/12/2023
266.67
N/A
401 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
6/12/2023
1426.95
N/A
2,114 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
7/12/2023
117.14
N/A
171 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
7/12/2023
2209.28
N/A
3,273 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
7/12/2023
1740.31
N/A
2,617 Ordinary Shares
Mitsubishi UFJ Financial Group, Inc.
7/12/2023
3423.42
N/A
5,187 Ordinary Shares
Mitsubishi UFJ Financial Gr
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