Announcement PDF Form 604 Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder To: Company Name/Scheme: Hastings Technology Metals Limited ACN/ARSN 122 911 399 1. Details of substantial holder Mitsubishi UFJ Financial Group, Inc. Name There was a change in the interests of the substantial holder on 5 July 2023 The previous notice was given to the company on 6 July 2023 The previous notice was dated 6 July 2023 The holder became aware on 7 July 2023 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows: Previous notice Class of securities Fully Paid ordinary shares Person’s votes Present notice 10,708,661 Voting power (%) 8.28% Person’s votes 14,249,807 Voting power (%) 11.02% 3. Changes in relevant interest Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Date of change Person whose relevant interest changed Nature of change Consideration given in relation to change Class and number of securities affected Person's votes affected Class and number of securities Person's votes See Annexure A to this notice 4.Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Holder of relevant interest Registered holder of securities Mitsubishi UFJ Financial Group, Inc. Citicorp Nominees Pty Limited (Australia) Mitsubishi UFJ Financial Group, Inc. State Street Global Advisors (Australia) Limited Mitsubishi UFJ Financial Group, Inc. Mitsubishi UFJ Financial Group, Inc. HSBC Custody Nominees (Australia) Limited Morgan Stanley Australia Securities (Nominee) Pty Limited Person entitled to be registered as holder Not applicable Not applicable Not applicable Not applicable Nature of relevant interest Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. 305,293 Fully paid ordinary shares 305,293 14,073 Fully paid ordinary shares 14,073 13,727,264 Fully paid ordinary shares 13,727,264 203,177 Fully paid ordinary shares 203,177 5. Changes in association The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows: Name and ACN/ARSN (if applicable) Nature of association Not applicable 6. Addresses The addresses of persons named in this form are as follows: Name Address Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan Signature Page 1 Form 604 Dated 10 July 2023 Authorised signatory Page 2 Annexure A Annexure A This is Annexure A of 2 pages referred to in Form 604, Notice of change of interest of substantial holder dated 10 July 2023 Authorised signatory Dated 10 July 2023 Person's votes affected Date of change Person whose relevant interest changed 4/07/2023 Mitsubishi UFJ Financial Group, Inc. 4/07/2023 Mitsubishi UFJ Financial Group, Inc. 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 2,997.72 2,271 Fully Paid Ordinary Shares 2,271 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 51.87 38 Fully Paid Ordinary Shares 38 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 8,731.68 6,581 Fully Paid Ordinary Shares 6,581 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 3,027.06 2,259 Fully Paid Ordinary Shares 2,259 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 1,397.46 1,039 Fully Paid Ordinary Shares 1,039 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 1,511.74 1,154 Fully Paid Ordinary Shares 1,154 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 514.35 381 Fully Paid Ordinary Shares 381 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 1,300.29 974 Fully Paid Ordinary Shares 974 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 6,490.45 4,790 Fully Paid Ordinary Shares 4,790 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 51.30 38 Fully Paid Ordinary Shares 38 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 1,113.21 837 Fully Paid Ordinary Shares 837 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 412.72 308 Fully Paid Ordinary Shares 308 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 3,476.80 2,624 Fully Paid Ordinary Shares 2,624 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 2,272.32 1,728 Fully Paid Ordinary Shares 1,728 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 1,974.70 1,519 Fully Paid Ordinary Shares 1,519 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 581.04 432 Fully Paid Ordinary Shares 432 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 1,372.86 1,052 Fully Paid Ordinary Shares 1,052 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 575.89 433 Fully Paid Ordinary Shares 433 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 845.35 638 Fully Paid Ordinary Shares 638 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 3,267.00 2,420 Fully Paid Ordinary Shares 2,420 4/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 542.64 399 Fully Paid Ordinary Shares 399 4/07/2023 Mitsubishi UFJ Financial Group, Inc. N/A 2,043 Fully Paid Ordinary Shares 2,043 4/07/2023 Mitsubishi UFJ Financial Group, Inc. N/A 1,254,534 Fully Paid Ordinary Shares 1,254,534 Nature of change Purchase of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley Borrow by an entity controlled by Morgan Stanley - see Annexure B Collateral Returned by an entity controlled by Morgan Stanley - see Annexure B Page 3 Consideration given in relation to change Class and number of securities affected 743.12 463 Fully Paid Ordinary Shares 463 421.92 288 Fully Paid Ordinary Shares 288 Annexure A 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 12.60 9 Fully Paid Ordinary Shares 9 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 674.96 477 Fully Paid Ordinary Shares 477 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 491.04 341 Fully Paid Ordinary Shares 341 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 600.66 423 Fully Paid Ordinary Shares 423 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 805.56 588 Fully Paid Ordinary Shares 588 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 2,469.26 1,492 Fully Paid Ordinary Shares 1,492 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 35.04 24 Fully Paid Ordinary Shares 24 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 274.48 188 Fully Paid Ordinary Shares 188 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 528.08 368 Fully Paid Ordinary Shares 368 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 701.10 410 Fully Paid Ordinary Shares 410 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 102.60 71 Fully Paid Ordinary Shares 71 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 1,264.40 872 Fully Paid Ordinary Shares 872 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 328.02 231 Fully Paid Ordinary Shares 231 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity controlled by Morgan Stanley 864.60 524 Fully Paid Ordinary Shares 524 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 434.50 316 Fully Paid Ordinary Shares 316 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 65.52 48 Fully Paid Ordinary Shares 48 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 91.20 64 Fully Paid Ordinary Shares 64 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 427.72 296 Fully Paid Ordinary Shares 296 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 8.76 6 Fully Paid Ordinary Shares 6 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 796.64 567 Fully Paid Ordinary Shares 567 5/07/2023 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity controlled by Morgan Stanley 54.94 41 Fully Paid Ordinary Shares 41 5/07/2023 Mitsubishi UFJ Financial Group, Inc. N/A 611 Fully Paid Ordinary Shares 611 5/07/2023 Mitsubishi UFJ Financial Group, Inc. N/A 4,847,874 Fully Paid Ordinary Shares 4,847,874 Borrow by an entity controlled by Morgan Stanley - see Annexure B Collateral Received by an entity controlled by Morgan Stanley - see Annexure B Page 4 Annexure B Annexure B This is Annexure B of 2 pages referred to in Form 604, Notice of change of interest of substantial holder dated 10 July 2023 Authorised signatory Dated 10 July 2023 The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC. Schedule Type of Agreement Parties to agreement Transfer Date Holder of Voting Rights Are there any restrictions on voting rights? If yes, detail Not applicable Global Master Securities Lending Agreement Morgan Stanley & Co. International plc and UBS SWITZERLAND AG 20230516; Borrower Yes/No Scheduled Return Date (if any) Open Does the borrower have the right to return early? Yes/No If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. Does the lender have the right to recall early? Yes/No If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered. Will the securities be returned on settlement? Yes/No If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. Schedule Type of Agreement Parties to agreement Transfer Date Holder of Voting Rights Are there any restrictions on voting rights? If yes, detail Not applicable Global Master Securities Lending Agreement Morgan Stanley & Co. International plc and SCHRODER INTERNATIONAL SELECTION FUND 20230616; 20230619; 20230620; 20230622; 20230626; 20230630; Borrower Yes/No Scheduled Return Date (if any) Open Does the borrower have the right to return early? Yes/No If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's instructions. Does the lender have the right to recall early? Yes/No If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered. Will the securities be returned on settlement? Yes/No If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof. Schedule Type of Agreement Parties to agreement Transfer Date Holder of Voting Rights Are there any restrictions on voting rights? If yes, detail Not applicable Scheduled Return Date (if any) International Prime Brokerage Agreement Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and L1 LONG SHORT FUND LIMITED 20230705; Prime broker has the right to vote securities rehypothecated from the Client. Yes/No Open Does the borrower have the right to return early? Yes/No If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. Does the lender have the right to recall early? Yes/No If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. Will the securities be returned on settlement? Yes/No If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. Schedule Type of Agreement Parties to agreement Transfer Date Holder of Voting Rights Are there any restrictions on voting rights? If yes, detail Not applicable Scheduled Return Date (if any) International Prime Brokerage Agreement Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and EQUITY TRUSTEES LIMITED AS TRUSTEE FOR L1 CAPITAL LONG SHORT FUND 20230705; Prime broker has the right to vote securities rehypothecated from the Client. Yes/No Open Does the borrower have the right to return early? Yes/No If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. Does the lender have the right to recall early? Yes/No If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. Will the securities be returned on settlement? Yes/No If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. Schedule Type of Agreement Parties to agreement Transfer Date Holder of Voting Rights Are there any restrictions on voting rights? If yes, detail Not applicable International Prime Brokerage Agreement Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and CGS-CIMB SECURITIES (SINGAPORE) PTE. LTD. 20230705; Prime broker has the right to vote securities rehypothecated from the Client. Yes/No Scheduled Return Date (if any) Open Does the borrower have the right to return early? Yes/No Page 5 Annexure B If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. Does the lender have the right to recall early? Yes/No If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. Will the securities be returned on settlement? Yes/No If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. Schedule Type of Agreement Parties to agreement Transfer Date Holder of Voting Rights Are there any restrictions on voting rights? If yes, detail Not applicable Scheduled Return Date (if any) International Prime Brokerage Agreement Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and L1 CAPITAL LONG SHORT (MASTER) FUND 20230705; Prime broker has the right to vote securities rehypothecated from the Client. Yes/No Open Does the borrower have the right to return early? Yes/No If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. Does the lender have the right to recall early? Yes/No If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. Will the securities be returned on settlement? Yes/No If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. Page 6